0000909654-05-000912.txt : 20120615
0000909654-05-000912.hdr.sgml : 20120615
20050406160235
ACCESSION NUMBER: 0000909654-05-000912
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20050406
DATE AS OF CHANGE: 20050406
GROUP MEMBERS: GAIL MALE
GROUP MEMBERS: JOHN R. MALE
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: PVF CAPITAL CORP
CENTRAL INDEX KEY: 0000928592
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 341659805
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-46740
FILM NUMBER: 05737055
BUSINESS ADDRESS:
STREET 1: 30000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 4402487171
MAIL ADDRESS:
STREET 1: 30000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: MALE JOHN R
CENTRAL INDEX KEY: 0001195548
FILING VALUES:
FORM TYPE: SC 13G/A
MAIL ADDRESS:
STREET 1: 30000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
SC 13G/A
1
pvfsc13g-aapril05.txt
1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G/A
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 2) (1)
PVF CAPITAL CORP.
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(Name of Issuer)
COMMON STOCK
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(Title of Class of Securities)
693654 10 5
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(CUSIP Number)
N/A
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
/_/ Rule 13d-1(b)
/X/ Rule 13d-1(c)
/_/ Rule 13d-1(d)
-----------------
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, SEE the
NOTES).
Page 1 of 6 pages
2
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CUSIP NO. 693654 10 5 13G/A PAGE 2 OF 6 PAGES
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1 NAMES OF REPORTING PERSONS:
JOHN R. MALE
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP *
(a) /X/
(b) /_/
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES OF AMERICA
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5 SOLE VOTING POWER 302,618 (1)
NUMBER OF
SHARES ---------------------------------------------------------
BENEFICIALLY
OWNED BY 6 SHARED VOTING POWER 0
EACH
REPORTING ---------------------------------------------------------
PERSON
WITH 7 SOLE DISPOSITIVE POWER 277,677 (1)
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8 SHARED DISPOSITIVE POWER 24,941
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
302,618
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES /_/
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.30% (2)
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12 TYPE OF REPORTING PERSON
IN
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(1) Includes 16,356 shares that may be acquired upon the exercise of options
exercisable within 60 days of April 6, 2004. Does not include 26,674 shares
in which John R. Male has a pecuniary interest through his ownership of a
limited partnership interest in a family limited partnership; Mr. Male does
not have or share voting or dispositive power over such shares.
(2) Assumes that options for 16,356 shares have been exercised. Based on
7,026,213 shares outstanding as of April 6, 2005.
3
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CUSIP NO. 693654 10 5 13G/A PAGE 3 OF 6 PAGES
--------------------------- ------------------------ ----------------------
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS:
GAIL MALE
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP *
(a) /X/
(b) /_/
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES OF AMERICA
--------------------------------------------------------------------------------
5 SOLE VOTING POWER 10,216 (1)
NUMBER OF
SHARES ---------------------------------------------------------
BENEFICIALLY
OWNED BY 6 SHARED VOTING POWER 0
EACH
REPORTING ---------------------------------------------------------
PERSON
WITH 7 SOLE DISPOSITIVE POWER 10,216 (1)
--------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER 0
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,216
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES /_/
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.15% (2)
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(1) Consists of shares owned by a revocable trust of which Gail Male is
settlor; Mrs. Male is presently not a trustee and does not share voting or
dispositive power over such shares.
(2) Based on 7,026,213 shares outstanding as of April 6, 2005.
4
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PAGE 4 OF 6 PAGES
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
ITEM 1(a). NAME OF ISSUER:
PVF Capital Corp.
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
30000 Aurora Road
Solon, Ohio 44139
ITEM 2(a). NAME OF PERSON FILING:
(A) John R. Male
(B) Gail Male
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE:
(A) 30000 Aurora Road
Solon, Ohio 44139
(B) 8885 Antelope Run
Russell Township, Ohio 44072
ITEM 2(c). CITIZENSHIP:
(A) United States of America
(B) United States of America
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
Common Stock, par value $.01 per share
ITEM 2(e). CUSIP NUMBER: 693654 10 5
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b)
OR (c), CHECK WHETHER THE PERSON FILING IS A:
Not applicable. This Statement is being filed pursuant to Rule
13d-1(c).
5
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PAGE 5 OF 6 PAGES
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ITEM 4. OWNERSHIP.
(a) AMOUNT BENEFICIALLY OWNED: See Row 9 of the second part
-------------------------
of the cover page for each reporting person.
(b) PERCENT OF CLASS: See Row 11 of the second part of the
-----------------
cover page for each reporting person.
(c) NUMBER OF SHARES AS TO WHICH THE PERSON HAS: See Rows
-------------------------------------------
5, 6, 7, and 8 of the second part of the cover page
for each reporting person.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following: /X/
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR
CONTROL PERSON.
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not applicable.
ITEM 10. CERTIFICATIONS.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not held for
the purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
6
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PAGE 6 OF 6 PAGES
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
April 6, 2005 /s/ John R. Male
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Date John R. Male
April 6, 2005 /s/ Gail Male
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Date Gail Male
EX-99
2
pvfsc13gex99april-05.txt
EXHIBIT 99
----------
AGREEMENT RELATING TO FILING OF
JOINT STATEMENT PURSUANT TO
RULE 13d-1(k) UNDER
THE SECURITIES EXCHANGE ACT OF 1934
The undersigned agree that this Amendment No. 2 to the Statement of
Schedule 13G to which this Agreement is attached is filed on behalf of each of
them.
April 6, 2005 /s/ John R. Male
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Date John R. Male
April 6, 2005 /s/ Gail Male
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Date Gail Male